Is Your Retirement Plan Missing Out on Private Equity? Private equity can enrich defined-contribution plans, but it also comes with concerns. Jasmin Sethi Aug 7, 2024
Can the SEC Climate Rule Spur a Culture of Voluntary Disclosure? Climate accountability may benefit from the interaction of the SEC rule with California legislation. Jasmin Sethi Apr 17, 2024
What Can Regulators Do About Crypto? True investor protection involves proactively creating a predictable regulatory regime. Jasmin Sethi Feb 23, 2023
With Crypto, Advisors Need to Tread Carefully Despite lack of formal guidance, advisors will face scrutiny. Jasmin Sethi Aug 15, 2022
How Safely Are You Trading Cryptocurrencies? Investors should be aware of the lack of regulation. Jasmin Sethi Nov 19, 2021
Is Gamification Bad for Investors? We encourage the SEC to figure out which nudges and conflicts are problematic and avoid sweeping changes that could stifle savings. Jasmin Sethi Nov 17, 2021
How Can Advisors Help Assemble a Secure Retirement Income Solution? Advisors can play a key role in popularizing annuities and providing greater retirement security. Jasmin Sethi Nov 1, 2021
How the SEC Can Make Relationship Summaries Useful for Investors Focused enforcement and small changes to the Instructions could go a long way toward empowering investors. Jasmin Sethi Oct 20, 2021
Why Tontines Should Be a Piece of the Retirement Solution Old-fashioned tontines are a modern option to cut fees and manage retirement money. Jasmin Sethi Aug 18, 2021
Should Your Employer Default You Into an Annuity? Yes--but only if it is a good one. Aron Szapiro Aug 11, 2021
Should We Have More Annuities? Tackling obstacles on the path to retirement security. Jasmin Sethi Jul 29, 2021
Advice to the New SEC Chair: Balance Investor Protection and Choice Here are five areas to watch. Jasmin Sethi Apr 14, 2021
Did GameStop Put Congress on the Right Track to Improving Trading Regulation? We lay out the trade-offs of various proposals. Jasmin Sethi Mar 25, 2021
How Effective Would Baby Bonds Be as Monthly Payments? It depends on how the money is used. Jasmin Sethi Feb 25, 2021
SEC Proposes an Overhaul of Fund Disclosures This is a great opportunity to empower investors, but Morningstar recommends doing more. Jasmin Sethi Jan 6, 2021
SEC's Plan to Loosen Crowdfunding Restrictions Is a Bad Idea Investors should beware of the risks. Aron Szapiro May 27, 2020
A New SEC Proposal Would Open the Door for More Leveraged ETFs We still think they are a uniquely confusing and unsuitable investment for most investors. Jasmin Sethi Mar 19, 2020